Integrated is better
The power of the best standalone solutions—fully integrated into all things investor.
Screen, approve, monitor and review investors for compliance—in the same environment where they already onboard, subscribe and are serviced.
Synced with investor onboarding
Screening begins the moment an investor onboards or subscribes. KYC data, documents, beneficial ownership, and risk ratings all flow seamlessly into the global screening record.
Screening begins the moment an investor onboards or subscribes. KYC data, documents, beneficial ownership, and risk ratings all flow seamlessly into the global screening record.
Centralized dashboard
View a complete roll-up of every investor's status in one place. All screening elements are centralized into a single dashboard for full visibility at a glance.
Computed and official screening statuses
Automatically computed with every change with manual overrides.
AML Checks
Leverage direct integration with Refinitiv World-Check for continuous AML screening and monitoring—fully embedded into your workflows.
Leverage direct integration with Refinitiv World-Check for continuous AML screening and monitoring—fully embedded into your workflows.
KYC Documents
Track and validate documents across entities and investor contacts, using your firm's own KYC matrices and jurisdiction-specific requirements.
Risk Ratings
Apply your firm's risk model to every investor profile. Scores are calculated automatically, with support for manual overrides when needed.
Wealth Verifications
Incorporate wealth checks directly into your KYC process, with integrations to leading verification providers worldwide.
ID Verifications
Incorporate identity verifications directly into the onboarding workflows.
Adverse Media Screening
Screen individuals for negative press, litigation, sanctions, and high-risk activities using AI-powered real-time web search. Results include a structured summary, timeline, and source links for each contact.
Reviewer assignment and team workflows
Assign reviewers to investors, track who's responsible, and give every team member a personal work queue. Built-in maker/checker workflows support four-eyes review policies required by regulators.
Assign reviewers to investors, track who's responsible, and give every team member a personal work queue. Built-in maker/checker workflows support four-eyes review policies required by regulators.
Bulk operations
Assign reviewers, manage screening statuses, and take action across hundreds of investors at once—with domain-aware access controls ensuring the right people handle the right investors.
Periodic reviews
Populate client acceptance forms automatically and schedule periodic reviews by risk level. Receive alerts when it's time for the next review.
Automated updates and notifications
Get notified when anything changes—expired documents, updated data, new AML hits—so you can act before risks escalate.
Screening history and notes
Every status change, document update, approval, override, and note is tracked for a complete audit trail, ensuring transparency and compliance.
